年度账目 annual accounts
年报 annual report
年结日 balance sheet date
本钱效益 cosplayt effectiveness
成交纪录 trading record
成交单 / 成交单据 / 交易单据 contract note
成交调整 trade amendment
成交额比率 turnover ratio
扣减率 discount rate
收市后买卖 after-hours dealing
收市后资料传送服务 End-of-day Trade Data File Transfer Service
收市差额缴款 day-end marks
收市价 closing price
收市盘 at-the-close order
收取内幕消息人士 tipper
收取即日差额缴款机制 intra-day marks collection mechanism
收益 revenue; income; gain
收益率 yield
收益率曲线 yield curve
收益图 payoff diagram
收款代理 receiving agent
收款银行 receiving bank
《收款银行在新股发行中饰演的角色引导》 Guideline on Role of the Receiving Bank in New Share Issues
收费 charge
收费结构 charging structure
收紧信贷 credit squeeze
收盘价 closing price
回收 acquisition; takeover; buy-out / buyout
回收上诉委员会 Takeovers Appeal Committee
回收及合并委员会 Takeovers Mergers Panel
回收建议 offer
早市 morning session
有形资产净值 net tangible assets
有抵押权证 collateralised warrant
有限制牌照银行 restricted licence bank
有限责任公司 limited liability company
有条件协议 conditional agreement
有条件现金回收/要约 conditional cash offer
有资产支持的债务证券 asset-backed securities
有担保的卖空买卖 covered short selling
《有关申报卖空活动及备存证券借出纪录规定的引导》 Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements
《有关在网络上提供财经资讯的通告 ─ 发牌规定》 Circular on Provision of Financial Information on the Internet ─ Licensing Requirements
《有关改变规管上市事宜的建议谘询文件》 Consultation Paper on Proposals to Enhance the Regulation of Listing
《有关改变规管上市事宜的建议谘询总结》 Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有关长期停牌公司之报告 Prolonged Suspension Status Report
《有关建议加大监督核数师的公众利益活动及成立财务汇报反省委员会的谘询文件》 Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel
有关创业板中国大陆发行人监管合作事宜之换文 Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有关无纸化证券市场的建议运作模式的谘询文件》 Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有关发行人延迟公布营业额之报告 Status Report on Issuers' Delay in Releasing Results Announcement
《有关电子买卖条例内适用于成交单据的规定的引导》 Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes
《有关对保荐人及独立财务顾问监管的谘询文件》 Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有关对保荐人及独立财务顾问监管的谘询总结》 Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有关监管证券及期货的在线交易谘询文件》 Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有关暂时停牌公司之报告 Temporary Suspension Status Report
《有关赋权证券及期货事务监察委员会代表公司提出衍生诉讼的建议谘询文件》 Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 minority controller
老鼠仓活动 rat trading; scalping
自主评级 Inpidual rating
自由兑换 free convertibility
自由增购率 trading only stocks
自行结算 self-clearing
自行结算参与者 Self Clearing Participant
自律监管机构 self-regulatory organisation; self-regulating organisation
自动行使 automatic exercise
自动配对股份 automatched stock
自动对盘及成交系统（自动对盘系统） Automatic Order Matching and Execution System
自动对盘系统没有完成交易盘纪录 AMS order book
自动对盘系统第二终端机 AMS Second Terminal
自动荧幕买卖系统 automated screen trading system
自动暂缓买卖机制 circuit breaker
自发性回收 management buy-out
自置光纤线路 private fibre optical circuit
自营交易 proprietary trading
行 hong
行使 exercise
行使方法 exercise style
行使日 exercise day
行使后按金 margin-after-exercise
行使期 / 行使时限 exercise period
行使价 strike price; exercise price
行使价间距 exercise price interval
行仓 firm position
行业覆盖层面 spread of sector
行头盘 front running
估计用年期 estimated useful life
估值师 valuer
估值报告 valuation report
低收费经纪 discount broker
低于面值 below par
低于最好卖盘价 / 低于最好沽盘价 downtick; minus tick
作实交易价 firm bid and ask quotations
作价交易 market making
佣金回扣 commission rebate
兑付* redemption
免责声明 disclaimer
冷淡对待令 cold shoulder order
利差买卖 carry trade
利息补贴 interest rate subsidy
利息资本化 capitalisation of interest
利益冲突事宜委员会 Conflict Committee
利率上限 interest-rate ceiling
利率掉期 / 利率调期* interest-rate swap
利率掉期期货 Interest Rate Swap Futures
利率期货 interest-rate futures
利率衔接 interest collar; interest rate collar
收益 profit
第一次公开招股 initial public offering
初步认购价 initial subscription price
助理主管 assistant supervisor
即日平仓买卖 day trade
即日回购协议 intraday repurchase agreement
即日有效交易盘 good-for-day order
即日拆借市场 intra-day money market
即日流动资金 intraday liquidity
即日差额缴款报告 Intra-day Marks Collection Report
即日追补按金 intra-day margin call
即日价格 intraday quotation
即日交易 day trade
即日盘 / 即日交易盘 day order
「即日鲜」 day trade
即日额外按金 intra-day margin
即月 front-month
即夜传送报告资料服务 Overnight Report Distribution
即时支付结算管理软件 Real Time Gross Settlement system
即时或取消 Immediate-or-Cancel
即时汇款同时交收 payment vs payment
即时资讯 real time information
即时数码资料传送专线 realtime digital datafeed
即时数码数据服务 Realtime Digital Data Service
即时转送 online transfer
否定声明 negative statement; disclaimer
囤仓方案 buy and hold strategy
均衡价格 equilibrium price
坐盘 proprietary trading
夹仓 squeeze; short squeeze
尾盘 at-the-close order
技术剖析 technical analysis
投资剖析员 investment analyst
投资服务指令 Investment Services Directive
投资者户口服务 Investor Account Service
投资者户口持有人 Investor Participant
《投资者户口持有人规则》 Terms and Conditions for Investor Participants
《投资者与证券市场》 Investors and the Stock Market
投资者赔偿公司 Investor Compensation Company Limited
《投资者应知多点》 Know More about Your Investment
投资级别 investment grade
投资理念 investment philosophy
投资组合 portfolio
投资组合经理 portfolio manager
投资对象 investee
投资管理研究联会 Association for Investment Management and Research
投资顾问 investment adviser
投资顾问委员会 Investment Advisory Committee
投标程序 tender procedure
打折 discount; haircut
打折经纪 discount broker
折算 translation
折旧 depreciation
折让 discount
折让经纪 discount broker
抛空 short selling
改良特别股份买卖办法 Enhanced Special Stock Trading Method
更正买卖 trade amendment
更改财政年度结算日期 change of year end
更紧密经贸关系安排 Closer Economic Partnership Arrangement
每天平均交效果率 daily average settlement efficiency
每天买卖活动及持仓报告 Daily Trading Activity and Open Positions Summary Report
每天回报标准差 standard deviation of daily return
每天按金 daily margin
每天按金需要 daily margin call
每天价格上限 daily trading limit
《每周港股统计数字》 Weekly Hong Kong Stock Market Statistics
每股有形资产净值 net tangible assets per share
每股盈利 earnings per share
每股资产净值 net asset value per share
没利益关系的股东 disinterested shareholder
没预先借货的卖空活动 naked short selling
没担保的卖空买卖 uncovered short selling
私人户口买卖引导 personal account dealing guidelines
私人配售 private placing
私人密码 personal identification number
私有化 / 私营化 privatisation
私募基金* privately-offered fund
系列按金价值 series margin value
系统性风险 systematic risk
系统参数 system parameter
系统终止 system closure
系统整理商 system integrator
系统联通权 system access right
系统联通权收费 System Access Right Fee
巡回推广 roadshow
《预防洗黑钱修订引导》 Revised Guidance Notes Regarding Money Laundering
《亚太股市脉络》 Regional Monitor
亚洲证券剖析家协会 Asian Securities Analysts Federation
亚太区中央证券存管处组织 Asia-Pacific Central Securities Depository Group
亚太贷款市场协会 Asia Pacific Loan Market Association
亚太经济合作组织 Asia Pacific Economic Cooperation
亚洲USD市场 Asian dollar market
亚洲USD债券 Asian dollar bond
亚洲货币世界（新加坡）公司 Money World Asia Pte Limited
亚洲开发银行 Asian Development Bank
亚洲证券剖析员公会 Asian Securities' Analysts Council
亚洲证券借贷协会 Pan Asian Securities Lending Association
「来回」期权买卖 round trip option transaction
供股 rights issue
供款 contribution
提供商电子存档系统 Vendor Electronic Filing System
两用画面终端机 dual mode terminal
两边客买卖 direct business; direct business transaction
两边客交易盘 two-sided order
两边开盘 two-way quote
到期 / 到期日 maturity; expiry date
到期日 expiration date
到期月份 expiry month
到期收益率 yield to maturity
到期前有效交易盘 good-till-date order
制定系统规模 system sizing
制裁权 power of sanction
券面利率 coupon; coupon rate
协议安排 / 协议计划 scheme of arrangement
取消买卖 trade reversals
取消买卖合约 reversal contract
取消前有效交易盘 good-till-cancelled order
受信人 fiduciary
受信责任 fiduciary duty
受益人 beneficiary
受托人 trustee; fiduciary
受监管之股份卖空活动 regulated short selling
受叫人 assignee; transferee
垃圾债券 junk bond
委托存款* designated deposit
委派代表书 proxy form
定界认股证 barrier warrant
定息按揭 fixed-rate mortgage
按期债券 term bond
定价模式 pricing model
「定镜」处置 snapshot
延时资讯 delayed data
往来账 current account
或有保费 contingent premium
或然负债 contingent liabilities
所有普通股指数 All Ordinaries Index
所需回报率 required rate of return
房产投资信托基金 real estate investment trust
《房产投资信托基金守则》 Code on Real Estate Investment Trusts
承兑 acceptance
承兑行 acceptance house
承前 brought forward
承配人 placee
承销* underwrite
承销商* underwriter
承办银行 administering bank
承叫人 assignee; transferee
披露 / 披露事情 disclosure
披露权益 disclosure of interests
押记 pledge
抵押 charge; pledge
抵押安排 security arrangement
抵押品 collateral; security
抵押品资格 collateral eligibility
抵押债项 secured debts
抵押证券 asset-backed securities
抵销 set off
「拆骨专家」 asset stripper
拆卖资产 asset stripping
招股书 / 招股章程 prospectus
招股价 issue price
招股机制 offering mechanism
招标发售 offer by tender
放宽利率管制 deregulation of interest rates
放宽管制 deregulation
服务业联会 Coalition on Service Industry
东亚及大洋洲证券交易平台联会 East Asian and Oceanian Stock Exchanges Federation
东南亚国家协会（东协） Association of South-East Asian Nations
东盟区域平台 ASEAN Regional Forum
东盟自由贸易区 ASEAN Free Trade Area
武士债券 samurai bond
沽出未抵押期权 naked option writing
沽出备兑期权 covered writing
沽出认沽期权 write a put option
沽出认购期权 write a call option
沽空 short selling
沽盘 sell order
沽盘价 ask price; asked price
法人股 legal person share
法定公益金 statutory public welfare fund
法定公积金 statutory surplus reserve
法定股本 authorised capital
法定储备 statutory reserve
法律风险 legal risk
法律实体 legal entity
法团大股东具报书 Corporate Substantial Shareholders Notification
泡沫经济 bubble economy
波幅 volatility
波幅校验范围 Volatility Scan Range
注入资产 asset injection
炒高价格 ramping; price ramping
争夺式回收 contested takeover
物业估值师 property valuer
物业增值税 property gains tax
狙击手 predator; raider
直接存款/存账指示 Direct Credit Instruction
直接扣款/扣账指示 Direct Debit Instruction
直接纳入中央结算管理软件的新股 direct stock admission
直接结算 direct clearing
直接结算参与者 Direct Clearing Participant
直通式买卖程序 straight-through processing
直驳光纤 dark fibre
直线折旧法 straightline method of depreciation
空仓 / 空头* bear position; short position
《股市资料》 Fact Book; Fact Sheet
股市资料捐赠计划 Stock Market Information Donation Programme
股本 share capital
股本基数 equity base
股本价值 value of equity capital
股本证券 equity securities
股本权证 equity warrant; subscription warrant
股份化 demutualisation
股份代号 stock code
股份交收费 stock settlement fee
股份存入表格 Stock Deposit Form
股份存入费 stock deposit fee
股份收纳 stock conversion
股份公司 joint stock company
股份制 demutualisation
股份承押人 stock pledgee
股份承押人参与者 Stock Pledgee Participant
股份拆细 split; stock split
股份计划 share scheme
股份页 stock page
股份推广托管费 stock custody fee
股份提取费 stock withdrawal fee
《股份登记机构操守准则》 Code of Conduct for Share Registrars
股份结算费 stock clearing fee
股份认购权 share option
股份卖空试验计划 Short Selling Pilot Scheme
股份购回 share repurchase
《股份购回守则》 Code on Share Repurchases
股份转移日结单 Daily Movement Statement
股份转移报告 Statement of Stock Movement
股份权益 share entitlements
《股价敏锐资料披露引导》 Guide on disclosure of price-sensitive information
股东名册 register of members; share register
股东周年大会 annual general meeting
股东特别大会 extraordinary general meeting
股东贷款 shareholder loan
股东应占溢利 profits attributable to shareholders
股东权益 equity interest
股东权益小组 Shareholders Group
股息率 pidend yield
股息单 pidend warrant
股票出借人 stock lender
股票承押人 stock pledgee
股票非流动化 immobilisation of share certificate
股票按贷财务活动 share margin financing
股票借贷 stock borrowing and lending
股票借贷数额资料页 stock borrowing and lending position information page
股票期货 stock futures
股票期权 stock option; equity option
股票期权系统 Traded OPtions System
股票期权参考教育站 Stock Options Reference Educator
股票期权从业员专业课程 Professional Course for Equity Options Practitioners
股票登记费 scrip fee
股票贷出户口 Stock Lending Account
股票归还 stock return
股价不动时回报 standstill return
股价敏锐资料 price-sensitive information
股权 equity interest; shareholding
芝加哥交易平台 Chicago Board of Trade
芝加哥产品交易平台 Chicago Mercantile Exchange
芝加哥期权交易平台 Chicago Board Options Exchange
近价盘 about order
金银业贸易场 Chinese Gold and Silver Exchange Society
金银证券交易平台 The Kam Ngan Stock Exchange
金融大改革 Big Bang
金融工具 financial instrument
金融中介现象 financial intermediation
金融中介机构/团体 financial intermediary
金融市场 financial market
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